ONGOING FINANCIAL PLANNING AND INVESTMENT MANAGEMENT

• A dedicated financial planning team led by at least one CFP^®
• Customized advice for each clients unique situations
• A financial plan that is updated and revised annually
• An open-door policy with a 12-24 hour response time
• All financial information is in one easy to use location on your own personal website
• Coordination of implemented strategies with other advisors - CPA/Attorney

Annual financial planning fee and quarterly investment management fee.

GOALS-BASED FINANCIAL PLANNING

• Three meetings
• Answers to financial questions
• Blueprint on how to achieve stated goals
• Implementation of recommendations done by client

One-time fee based on complexity.

INVESTMENT STRATEGY WITH PORTFOLIO MANAGEMENT

• Investments managed by a dedicated team of investment professionals, including a CFA^®
• A minimum of one annual meeting with your advisor
• An investment strategy designed based on risk tolerance, time horizon, and tax sensitivity
• 24-48 hour response time to your requests

Percentage of assets based on account size, billed quarterly.

TAILORED FOR YOUR COMPANY'S UNIQUE NEEDS

• Strategies to reduce the fiduciary risk for plan trustees
• Independent plan benchmarking to ensure the company is utilizing an appropriate platform
• Investment selection, monitoring, and recommendations to stay compliant with an investment policy statement
• Fee analysis that focuses on the "all-in" cost of the plan
• Formal employee education program

Flat fee or percentage of assets depending on plan size